Compliance Support
Unburdened Solutions can provide you with targeted compliance support to help you navigate UK financial services regulations.
Compliance Support
A primary service Unburdened Solutions offers is to provide support to regulated financial services firms around their compliance requirements.
We realise that the needs of every business are unique and we will work with you to tailor the service to your needs. We can help you implement actions identified in reports provided by other external compliance support consultants, or help you identify what it is that needs to be done.
Targeted Support
- Process Design Consultancy
- Supporting Research & Due Diligence
- Supporting Monitoring
- Quality Assurance and Review (File checking)
Investment Committee Support
We can provide independent support with your Investment Committee including, but not limited to the following:
- Acting as a critical friend or impartial chair at investment committee meetings.
- Developing research into Social, Sustainable, Impact and ESG Investments.
- Helping you structure your research
- Assisting you with updating, reviewing or documenting your Central Investment Proposition
- Supporting your research and due diligence process on tax efficient investments such as EIS, SEIS, VCT and Business Relief schemes.
- Acting as a critical friend or impartial chair at investment committee meetings.
Service Details
Compliance Burden
We understand that small financial services businesses do not always have the resources to retain an in-house complaince support function. Let US help you with some of the jobs you need done to help keep you on track!
Change Implementation
Unsure of how the latest regulatory changes should be implemented in your business? Let US help you find the right way to meet the needs of regulation in a way which fits your business.
File Checking
Want to make sure you are communicating effectively and making appropriate recommendations? We can help you by reviewing your advice, either pre or post sale.
Courses.Unburdened
We will be launching a training portal for clients of Unburdened Solutions later in 2024. Contact us for more information!
Contact US!